Regulatory Disclosure
No Offers or Reliance
The information on this Site is for informational purposes only. No material on this Site shall be used or considered as a recommendation, an offer to sell or a solicitation of any offer to buy the securities or services of PJT Partners Inc. (together with its affiliates, “PJT Partners”) or any other issuer. Offers can only be made where lawful under, and in compliance with, applicable law. The information contained in this Site has been prepared without reference to any particular user’s investment requirements or financial situation. Decisions based on information contained on the Site are the sole responsibility of the visitor.
The information and services provided on this Site are not provided to and may not be used by any person or entity in any jurisdiction where the provision or use thereof would be contrary to applicable laws, rules or regulations of any governmental authority or regulatory or self-regulatory organization or clearing organization or where PJT Partners is not authorized to provide such information or services. PJT Partners makes no representations that transactions, products or services discussed on this Site are available or appropriate for sale or use in all jurisdictions or by all investors. Those who access this Site do so at their own initiative and are responsible for compliance with local laws or regulations. While PJT Partners uses reasonable efforts to obtain information from reliable sources, PJT Partners makes no representations or warranties as to the accuracy, reliability or completeness of any information or document at this Site obtained outside of PJT Partners. Opinions and any other contents at this Site are subject to change without notice.
PJT Partners is not utilizing this Site to provide investment or other advice, and no information or material at this Site is to be deemed a recommendation to buy or sell any securities or is to be relied upon for the purpose of making or communicating investment or other decisions. Any transactions listed on this Site are included as representative transactions and are not necessarily reflective of overall performance.
Nothing on this Site constitutes investment, legal or tax advice and PJT Partners does not advise on the tax consequences of any investment.
Past Performance
Past performance is not indicative of future results; no representation is being made that any investment will or is likely to achieve profits or losses similar to those achieved in the past, or that significant losses will be avoided.
Equal Employment
PJT Partners is committed to the principles of equal employment opportunity and does not discriminate against any employee or applicant for employment because of race, color, religion, gender, national origin, veteran status, disability, age, citizenship, marital status, sexual orientation or because of any other criteria prohibited under controlling federal, state or local law.
Jurisdictional Issues
Unless otherwise specified, the materials in or accessible through the Site are directed at residents of the United States, its territories, possessions and protectorates. The Site is controlled and operated by PJT Partners from its offices within the State of New York, United States of America. PJT Partners makes no representations that materials in or accessible through the Site are appropriate or available for use in other locations or that access to them where their content is located is not illegal and prohibited. Those who choose to access the Site from other locations do so on their own initiative and are responsible for establishing the legality, usability and correctness of any information or materials under any or all jurisdictions and the compliance of that information or material with local laws, if and to the extent local laws are applicable. You may not use or export the information or materials in violation of U.S. export laws and regulations. The information provided in or accessible through the Site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country were such distribution or use would be contrary to law or regulation or which would subject PJT Partners to any registration or other requirement within such jurisdiction or country. PJT Partners reserves the right to limit access to the Site to any person, geographic region or jurisdiction.
Governing Law and Consent to Jurisdiction
These terms and your use of the Site shall be governed by the laws of the United States of America and the State of New York without regard to its conflicts of laws principles. Any legal action or proceeding related to this Site shall be brought exclusively in a federal or state court of competent jurisdiction sitting in New York.
Regulatory Matters
PJT Partners provides independent financial advice in the United States through its registered broker-dealer, PJT Partners LP. PJT Partners LP is registered with the Securities and Exchange Commission (“SEC”) and is a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”). PJT Partners LP also provides advice on corporate governance and shareholder engagement through PJT Camberview. PJT Partners does not solicit or carry accounts for, or offer, recommend or sell securities products to retail customers.
Customer Relationship Summary
PJT Partners LP, on behalf of its company and private fund clients, offers investments in those companies and funds to corporate and institutional investors. Such investors maintain investment discretion. At times we offer investment opportunities to sophisticated retail investors, including private placement or private fund investments. Please see our Customer Relationship Summary for further information regarding our services, fees and business.
Disclosure Statement for United Kingdom Users
PJT Partners is represented in the United Kingdom by PJT Partners (UK) Limited. PJT Partners (UK) Limited is authorised and regulated by the Financial Conduct Authority (Ref No. 678983) and is a Company registered in England and Wales (No. 9424559) whose registered address is One Curzon Street, London W1J 5HD. The information contained on this site has been approved for issue in the United Kingdom by PJT Partners (UK) Limited.
Important UK Regulatory Disclosures
Please click here to view.
MIFIDPRU 8.6 Remuneration Disclosure
Please click here to view.
UK Modern Slavery Act
The UK Modern Slavery Act Transparency Statement for PJT Partners (UK) Ltd. is available here.
Disclosure Statement for the European Economic Area Users
PJT Partners is represented in the European Economic Area by PJT Partners Park Hill (Spain) A.V., S.A.U., an investment firm authorized in Spain and regulated by the Comision Nacional del Mercado de Valores (“CNMV”) (Ref No. 297), whose registered address is Paseo de la Castellana, 41, 28046, Madrid (Spain).
Disclosure Statement for Hong Kong Users
PJT Partners is represented in Hong Kong by PJT Partners (HK) Limited, authorised and regulated by the Securities and Futures Commission. The information contained on this site has been approved for issue in Hong Kong by PJT Partners (HK) Limited.
This Site is provided for informational purposes only and is not directed at, or intended for distribution to or use by, any person or entity who is a citizen or resident of or located in any jurisdiction where such distribution, publication, availability or use would be contrary to applicable law or regulation which would subject PJT Partners or its affiliates to any registration or licensing requirements with such jurisdiction.
Disclosure Statement for Japan Users
PJT Partners is represented in Japan by PJT Partners Japan K.K., a registered Type II Financial Instruments Business Operator (Registration Number: Director of Kanto Local Finance Bureau Kin-sho No. 3409), authorised and regulated by the Financial Services Agency and the Kanto Local Finance Bureau.
This Site is provided for informational purposes only and is not directed at, or intended for distribution to or use by, any person or entity who is a citizen or resident of or located in any jurisdiction where such distribution, publication, availability or use would be contrary to applicable law or regulation which would subject PJT Partners or its affiliates to any registration or licensing requirements with such jurisdiction.
Disclosure Statement for Middle East Users
PJT Partners is represented in the United Arab Emirates by deNovo Partners (DIFC) Limited, a Dubai International Financial Centre company with DIFC registered number 5764 and with a registered office at Unit L18-02A, Level 18, ICD Brookfield Place, Dubai International Financial Center, Dubai, UAE and authorized by the Dubai Financial Services Authority (DFSA) under DFSA No. F007209.
PJT Partners is represented in the Kingdom of Saudi Arabia by deNovo Partners Finance. deNovo Partners Finance is a limited liability company established in accordance with the companies’ regulations of the Kingdom of Saudi Arabia, with Commercial Registration Number 1010972970, unified number 7037881054 operating under an advising and arranging license from the Capital Market Authority No. 23276-30 issued on 12/06/2024.
For more information on deNovo Partners Finance, please click here.
Disclosure Statement for Canada Users
In connection with our capital raising services, PJT Partners LP relies on the international dealer exemption pursuant to subsection 8.18(2) of National Instrument 31-103 Registration Requirements in the various jurisdictions identified below.
Please note that: (i) PJT Partners LP is not registered in the local jurisdiction; (ii) our principal place of business is located in New York City, NY; (iii) all or substantially all of ours assets may be situated outside of Canada; and (iv) there may be difficulty enforcing legal rights against PJT Partners LP because of the above. Should you have any questions or require any information please contact 212-364-7800.
PJT Partners LP has appointed the following agents for service of process in each local jurisdiction.
Province/Territory | Agent for Service
Alberta
152928 Canada Inc.
c/o Stikeman Elliott LLP
4300 Bankers Hall 888 3rd Street S.W.
Calgary, Alberta T2P 5C5
Ontario
152928 Canada Inc
c/o Stikeman Elliott LLP
5300 Commerce Court West, 199 Bay Street
Toronto, Ontario M5L 1B9
Quebec
152928 Canada Inc
c/o Stikeman Elliott LLP
115 Rene-Levensque Blvd 40th floor
Montreal, Quebec H3B 3V2
Manitoba
Aikins, Macaukay & Thorvaldson LLP
Attn: Richard L. Yaffe
30th Floor Commodity Exchange Tower, 3000
Winnipeg, Manitoba R3C 4G1
Saskachewan
McDougal Gauley LLP
Attn: Michael Milani Q.C.
1500 1881 Scarth Street
Regina, Saskatchewan S4P 4K9
New Brunswick
Stewart McKelvey
Attn: C. Paul W. Smith
1000, Brunswick House
Saint John, New Brunswick E2L 4S6
Newfoundland & Labrador
Stewart McKelvey
Attn: Tauna Staniland
Suite 1100, Cabot Place
100 New Gower Street, PO Box 5038
St John’s, Newfoundland & Labrador A1c 5V3
Nova Scotia
Stewart McKelvey
Attn: Gavin Stuttard
Suite 900, Purdy’s Wharf Tower One
1959 Upper Water Street, PO Box 997
Halifax, Nova Scotia B3J 2X2
Prince Edward Island
Stewart McKelvey
Attn: Paul Kiley
65 Grafton Street
PO Box 2140, STN Central
Charlottetown, Prince Edward Island C1A 8B0
British Columbia
152928 Canada Inc
c/o Stikeman Elliott LLP
666 Burrand Street Suite 1700, Park Place
Vancouver, British Columbia V6C 2X8
Customer Complaint Notice Disclosure Statement – SEC Rule 17a-3(a)(18)(ii)
PJT Partners, in accordance with Rule 17a-3(a)(18)(ii), is furnishing this statement to provide you with a name, telephone number and address, if you ever need to report or notify us of a possible complaint. If, for any reason, you feel you have a complaint, please contact our Chief Compliance Officer immediately at:
PJT Partners Inc.
280 Park Avenue
New York, NY 10017
Attn: Legal and Compliance Department
Arbitration
By using the Site, you agree that PJT Partners, at its sole discretion, may require you to submit any disputes arising from the use of the Site, related services or these Terms and Conditions of Use concerning or, including disputes arising from or concerning their interpretation, violation, nullity, invalidity, non-performance or termination, as well as disputes about filling gaps in this contract or its adaptation to newly arisen circumstances, to final and binding arbitration under the International Rules of Arbitration of the American Arbitration Association, by one or more arbitrators appointed in accordance with the said rules. Notwithstanding these rules, however, such proceeding shall be governed by the laws of the state as set forth in the previous section.
Business Continuity Plan
PJT Partners Holdings LP (“PJT Partners”) has developed a Business Continuity Plan (“BCP”) to manage and mitigate the impact of events that have the potential to significantly disrupt business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they transpire. The BCP is designed to enable us to recover and return to business operations as quickly as possible.
In the event of a significant business disruption, we will assess which means of communication are still available to us and communicate accordingly with clients, where necessary. If you cannot communicate with us as you usually do, you should contact us at info@pjtpartners.com.
We believe that we have implemented reasonable measures to quickly resume business operations after a significant business disruption and safeguard our employees, property, and books and records. The BCP addresses data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, bank, and counter-party impact; and regulatory reporting.
Significant business disruptions can vary in their scope, such as affecting only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. We plan to mitigate the impact of a disruption through a combination of data redundancy, secondary location, and remote computing. However, in the event of a business disruption, PJT Partners cannot guarantee that it will be able to continue or resume business operations within any specified period of time.
If you have questions about the BCP, you can contact us at 212.364.7810 or through our website www.pjtpartners.com.
US Transparency in Coverage Rule
The Transparency in Coverage Final Rules require certain group health plans to disclose on a public website information regarding in-network provider rates and historical out-of-network allowed amounts and billed charges for covered items and services in two separate machine-readable files (MRFs). The MRFs for the benefit package options under the Aetna Open Access Managed Choice plan is linked below: